ICCO Certificate in Monitoring and Surveillance
Regulatory Compliance
Program Objectives and Outcomes
At the end of this program, learners will be able to:
- Monitor compliance to regulations, standards and controls
- Establish an annual compliance plan to ensure regular monitoring of compliance
- Conduct compliance testing using appropriate tools and methodologies
- Document monitoring and surveillance findings
- Recommend corrective actions and enhancements to strengthen internal control
Content Outline
- Compliance monitoring
- Annual compliance plan
- Compliance testing
- Documentation
- Corrective actions and enhancements
Course Format
This course is a 6-hour virtual learning workshop facilitated by experienced compliance trainers.